Cftc no action 15-02

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August undefined, 2024

WebThe Commodity Futures Trading Commission (“CFTC”) issued CFTC Letter No. 19-17, dated July 10, 2024, containing, in part, Time-Limited No-Action Relief with Respect to … WebDec 7, 2024 · The ARRC CFTC No-Action Relief Extension Request was formally filled by the ARRC with the CFTC on Dec 02. This letter requests an extension from December …

Regulatory Alert

WebSep 23, 2024 · On September 15, 2024, the CFTC issued CFTC Letter No. 20-28 Supplemental Advisory and Time- Limited No-Action Relief with Respect to the … WebOct 2, 2015 · Federal Register/Vol. 80, No. 191/Friday, October 2, 2015/Rules and Regulations 59575 1 Public Law 111–203, 124 Stat. 1376 (July 21, 2010). 2 Pursuant to Section 701 of the Dodd-Frank Act, Title VII may be cited as the ‘‘Wall Street Transparency and Accountability Act of 2010.’’ 3 7 U.S.C. 1 et seq. (2012). 4 Dodd-Frank Act Section … black history onth free lesson plan

Regulatory Alert

http://www.jacfutures.com/jac/jacupdates/2024/jac1904.pdf WebJul 20, 2024 · The ARRC appreciates (i) the DCR’s issuance of CFTC Letter No. 19-28 (DCR No-Action Letter), which provided relief from the mandatory clearing requirement. 1. for legacy interest rate swaps modified as part of the industry transition from certain IBORs ... No-Action Letter to address industry developments. One of these requests for DCR— WebNov 13, 2024 · On October 18, 2024, the Commodity Futures Trading Commission (CFTC) published a proposal in the Federal Register (Proposed Rule) 1 to amend several key compliance and registration regulations governing commodity pool operators (CPOs) and commodity trading advisors (CTAs). black history orff

Request Relates to CFTC Letter Nos. 19-26, 19-27, 19-28 Mr.

News & Notices NFA I-15-17

WebRequirements Under Parts 17, 18 and 20 of the Commission’s Regulations: Replaces CFTC No-Action Letter No. 15-52, (April 8, 2016); and NAL 17-45. CFTC staff letters and letters requesting relief are available on the ... Section 17.02(b)(2)(i) of the Commission’s regulations requires Reporting Parties to report to the WebApr 9, 2024 · The Commission has issued relief that permits UK entities to rely on existing no-action relief involving the European Union (EU), and although the relief is directed to UK entities, the entire market benefits from greater regulatory certainty. [1] black history oratoryWebAug 19, 2024 · On March 15, 2024, the SEC issued a release (the “Release”) containing proposed amendments to Regulation S-P (the “Proposals”) that, if adopted, would … gaming light switch covers

"WebSep 23, 2024 · 美國商品期貨交易委員會（CFTC）今日稍早對 DeFi 協議 bZx 公司 bZeroX 及兩位創辦人處以 25 萬美元的罰款達成和解，同時還向法院起訴了相關的去中心化自治組織 Ooki DAO，強調 DAO 無法規避執法行動。（前情提要：今年第三起！ " - Cftc no action 15-02

Cftc no action 15-02

WebJul 2, 2013 · In CFTC Letter No. 13-22 (the “No- Action Letter”), the Division indicated that it was issuing the relief in response to a number of comments received from non-financial companies with wholly-owned treasury affiliates that hedge risks for the entire non-financial company group. ... or is required to file reports under Section 15(d) of, the ... WebSUBJECT: CFTC Letter No. 19-17 – Time-Limited No-Action Relief with Respect to the Treatment ... (“FCMs”) (the “CFTC Letter”). The CFTC Letter provides no-action relief extending until June 30, 2024 with respect to CFTC Regulation 39.13(g)(8)(iii) as ... Regulatory Alert #19-02 or in accordance with the CFTC Letter and as permitted by ...

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http://www.jacfutures.com/jac/jacupdates/2024/jac2002.pdf WebThe CFTC Letter provides no-action relief extending until June 30, 2024 with respect to CFTC Regulation 39.13(g)(8)(iii) under certain conditions as outlined in the letter. The …

WebFeb 8, 2024 · Commission (CFTC). ACTION: Notice of proposed rulemaking. SUMMARY: The OCC, Board, FDIC, SEC, and CFTC (individually, an Agency, and ... Pmangrum on DSK3GMQ082PROD with PROPOSALS VerDate Sep<11>2014 15:12 Feb 07, 2024 Jkt 247001 PO 00000 Frm 00002 Fmt 4702 Sfmt 4702 E:\FR\FM\08FEP1.SGM 08FEP1. … WebDec 23, 2024 · The CFTC Division of Data ("DOD") issued certain no-action relief relating to reporting requirements associated with LIBOR transition. In Letter 21-30, the DOD provided no-action relief (in ...

WebJun 8, 2024 · At an open meeting on May 28, 2024, the US Commodity Futures Trading Commission (CFTC) approved for publication a proposal (Proposal) to amend Regulation 3.10 (c) (3) to provide an exemption from registration for foreign persons acting as commodity pool operators (non-US CPOs) on behalf of offshore commodity pools with … WebSee CFTC No-Action Letter 13-45 Corrected (July 11, 2013). 6 For purposes of this letter, the terms “guarantee” and ‘‘guaranteed affiliate’’ have the same meaning as in the Exemptive Order. See 78 FR at 43794. 7 For purposes of this letter, the term “conduit affiliate” has the same meaning as in the Guidance. See 78 FR at 45358-59.

Web7 hours ago · The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its derivatives clearing organization (DCO) risk management …

http://www.jacfutures.com/jac/jacupdates/2024/jac2002.pdf black history oscarsWebOn Friday October 15, 2024, the Commodity Futures Trading Commission (CFTC) issued an enforcement order (Tether Order) against the issuers of the U.S. dollar Tether token … black history orlando floridaWebJan 30, 2014 · The following tables summarize all IRS MATs that have been deemed certified to date by the CFTC and which must be executed on a CFTC-registered SEF or DCM no later than February 26, 2014.Certain of the IRS listed in the table below must be exchange traded as of February 15, 2014 or February 21, 2014 (see IRS MAT … gaming lights walmartWebNov 2, 2024 · The Glencore action was by no means the only action regarding improper trading conduct in FY 2024. The CFTC also charged other defendants with spoofing … gaming light up key softwareWebApr 23, 2024 · On April 22, the Commodity Futures Trading Commission’s Division of Data, Division of Market Oversight and Division of Clearing and Risk (collectively, the Divisions) issued CFTC Letter No. 21-11, which (1) provides no-action relief to KalshiEX LLC (Kalshi), a designated contract market, and LedgerX, LLC (LedgerX), a derivatives clearing … black history orlandoWebAug 4, 2024 · On March 2, the Commodity Futures Trading Commission (“CFTC”) issued a letter communicating a preliminary decision to withdraw the No Action Letter under which PredictIt operates and providing an opportunity for PredictIt operator Victoria University of Wellington (VUW) to respond to that preliminary decision. black history oregonWeb§ 15.00 Definitions of terms used in parts 15 to 19, and 21 of this chapter. As used in parts 15 to 19, and 21 of this chapter: (a) Cash or Spot, when used in connection with any … black history ottawa